Rejection of Universals as Separate Substances
Chapter 14: 1039a 24-1039b 19
659. And from these facts it is evident what consequences face those who say that the Ideas are substances and are separable, and who also at the same time make the form out of genus and difference. For if there are Forms, and if animal exists in man and in horse, it is either one and the same numerically or different.
660. For it is evident that they are one in their intelligible expression, for one will express the same notion in speaking of each. Therefore, if there is a man-in-himself, who is a particular thing and is separate, the things of which he is composed, such as animal and two-footed, must also signify particular things and be separable and be substances. Hence animal will also be such.
661. If, then, the animal in horse and in man is one and the same, as you are in yourself, how can one thing be present in many things which exist separately?
662. And why will this animal not exist apart from itself?
663. Again, if it participates in two-footed and in many-footed, an impossible conclusion follows, for contrary attributes will belong at the same time to this thing which is one and a particular being. And if it does not, what mode of being is meant when one says that an animal is two-footed or is capable of walking? But perhaps they are combined or joined together or mixed. Yet all such views are untenable.
664. But what will happen if there is a different animal in each? There will then be an infinite number of things whose substances is animal, for man does not come from animal accidentally.
655. Again, animal-in-itself will be many things; for the animal in each will be substance, since it is not predicated of anything else. But if this is not so, man will consist of that other thing, and that will be the genus of man.
666. Further, all the things of which man is composed will be Ideas. Hence no one of them will be the Idea of one thing and the substance of something else, for this is impossible. Therefore animal-in-itself will be each of these things which are contained in animals.
667. Again, from what is it derived? And how is it derived from animal-in-itself? Or how is it possible that the animal which is a substance should exist apart from animal-in-itself?
668. Again, these are the conclusions which follow in the case of sensible things, and there are others more absurd than these. If it is impossible, then, that this should be so, it is evident that there is no Idea of these sensible things, as some affirm.
COMMENTARY
1592. Having shown that universals are not substances in an unqualified sense, here the Philosopher shows that they are not substances existing apart from sensible things. This is divided into two parts. In the first (659:C 1592) he shows that universals are not substances existing apart from sensible things. In the second (677:C 1631) he clears up a point which had remained a problem in the above discussion ("It is also").
In regard to the first he does two things. First, he shows that universals are not separate substances. Second (669:C 1606), he shows that if they are separate they are not definable ("But since there are").
In regard to the first he does two things. First, he shows the absurd consequences facing those who claim that universals are separate substances, by comparing genus with species; and second (668:C 1605), by comparing genus with individuals ("Again, these are").
In regard to the first he does three things. First, he presents a division. Second (660:C 1593), he proceeds to treat the first member of this division ("For it is evident"). Third (664:C 1600), he proceeds to treat the second member ("But what will happen").
He therefore says, first (659), that from what has been said above it is also possible to indicate the absurd conclusions facing those who say that the Ideas, which are said to be universal forms, are substances and are separable, and at the same time claim that a specific form is composed of genus and difference; for these two positions, when taken together, i.e., that forms are composed of genus and difference, and that universal forms are separate substances, called Ideas, lead to absurd consequences. For if forms are assumed to be separate, it follows that one genus exists in many species at the same time, as animal in man and in horse. Therefore, either this animal present in man and in horse is one and the same thing numerically, or there is one animal present in man and a different one present in horse. And he introduces this division because Plato claimed that there are Ideas of species but not of genera, even though he made the general claim that universals are substances.
1593. For it is evident (660).
He proceeds to treat the first member of this division. First, he shows that the animal present in man and that present in horse are one and the same. Second (661:C 1594), he explains the absurdities which follow from this position ("If, then").
He accordingly says, first (660), that it is evident that the animal present in man and that present in horse are one and the same in their intelligible expression; for if one states the intelligible expression of animal insofar as it is predicated of each, namely, of man and of horse, the same intelligible expression--living sensible substance--will be assigned to each of them; for a genus is predicated univocally of a species just as a species is also predicated univocally of individuals. Hence, if, because of the fact that species are predicated of all individuals according to one intelligible expression, there is a common man, who is man-in-himself, existing by himself, "and who is a particular thing," i.e., something subsistent which can be pointed to and is separable from sensible things, as the Platonists maintained, then for a similar reason the things of which a species consists, namely, genus and difference, such as animal and two-footed, must also signify particular things and be separable from their own inferiors, and be substances existing by themselves. Hence it follows that animal will be one individual and subsistent thing, which is predicated of man and of horse.
1594. If, then, the animal (661).
Then he points out the absurdities which follow from this position; and there are three of them.
The first is that since a genus is present in a species as something signifying the substance of a thing, then animal will be present in horse as you are in yourself, who are your own substance. Now in this way it is not possible for some one thing to be present in many things which exist separately. For you are present only in yourself, since you are not in many things which exist separately, as in flesh and bones, which are your parts. Therefore, if animal is one and the same, it will be incapable of existing in many species, as in man and in horse, since the separate Forms, according to the Platonists, are substances which are distinct from each other.
1595. And why will (662).
Then he gives the second absurdity. For since man is one thing predicated of many, according to the Platonists, man is assumed not to be present in particular things but to exist outside of them. Hence, if there is one animal which is predicated of all species of animals, why will this universal animal-in-itself not exist apart from itself, namely, apart from horse or any other species of animal, as something existing separately by itself? No suitable explanation of this can be given by them.
1596. Again, if it participates (663).
He gives the third absurdity. He says that it is evident that a species is constituted of a genus and a difference. Therefore this is explained by the fact that a genus participates in a difference just as a subject participates in an accident. Thus we understand that man is made up of animal and two-footed in the same way that white man is made up of white and man. Or it is explained in some other way.
1597. And if a species comes to be because a genus participates in a difference, so that animal by participating in two-footed becomes a man, and by participating in many-footed becomes a horse or an octopus, an impossible conclusion follows. For when a genus which is predicated of different species is held to be one substance, it follows that contrary attributes will be present at the same time in the same animal, which is one thing in itself and a particular being, namely, something capable of being pointed to; for the differences by which a genus is divided are contraries.
1598. However, if man is not composed of animal and two-footed by way of participation, then when someone says that animal is two-footed or capable of walking, what will be the way in which one thing is constituted from these two? The implication is that the reason cannot be easily given. Therefore he adds "But perhaps they are combined," which is equivalent to saying: will it be possible to affirm that one thing arises from these two as a result of their combination, as a house arises from stones; or by being joined together, as a chest comes from pieces of wood being fitted together; or by being mixed, as a lozenge comes from the alteration of different kinds of medications? For these are the three ways in which one thing is found to come from two or more things which exist as independent substances.
1599. But all of these ways are unacceptable. For genus and difference could not be predicated of species, as parts which are combined, joined together and mixed are not predicated of their wholes. Furthermore, one thing does not enter as a whole into the composition of different things, but its parts exist separately, so that one part of it enters into the composition of this thing and another into the composition of something else, as one part of wood enters into the composition of a house and another into the composition of a chest. Hence if man and bird were to come from animal and from two-footed in the foregoing ways, it would follow that the whole nature of animal would not be present in man and in bird, but different parts would be present in each. And so, again, animal would not be the same in each.
1600. But what will happen (664).
He now treats the second member of the division. He says that an absurdity follows if animal is not assumed to be one in all species of animals; and this leads to four impossible consequences. He gives the first by speaking as follows: the consequences facing those who claim that universals are substances when animal is assumed to be one in all species of animals, has been made clear. But because of this someone can say that there is a different animal in each species of animal; hence there will be an infinite number of things whose substance is animal, inasmuch as this follows from the statement of the foregoing position; for animal is the substance of any species contained under animal, since it cannot be said that man comes from animal accidentally but essentially. And thus animal pertains to the substance of horse and of ox and to that of the other species, which are almost infinite in number. But that some one thing should be present in the substance of an infinite number of things seems absurd.
1601. Again, animal-in-itself (665).
Then he gives the second absurdity. He says that it also follows that "animal-in-itself," i.e., the universal substance animal, will be many, because animal, which is present in each species of animal, is the substance of the species of which it is predicated; for it is not predicated of the species as of something else substantially different from itself. And if the term animal is not predicated of man as something different, it will be proper to say that man will be made up of it, i.e., have animal within himself as his own substance, and that the thing being predicated, i.e., animal, is also his genus, which is predicated of him quidditatively. Hence it follows that, just as those things of which animal is predicated are many, in a similar way the universal animal is itself many.
1602. Further, all the things (666).
He gives the third absurdity. He says that it also follows, from the things said above, that all the things of which man consists, namely, the higher genera and species, are Ideas; and this is opposed to the position of the Platonists, who claimed that only species are Ideas of particular things, and that genera and differences are not Ideas of species. They did this because an Idea is the proper exemplar of the thing produced from the Idea so far as the form of the thing is concerned. Now the form of a genus is not proper to that of its species as the form of a species is proper to its individuals, which are formally the same and materially different.
1603. But if there are different animals for the different species of animals, then something in the substance of the genus of each species will correspond to each as its proper Idea; and thus genera also will be Ideas, and so will differences. Therefore it will not be characteristic of one of the universals to be an Idea and of another to be a substance, as the Platonists claimed when they said that genera are the substances of species and species the Ideas of individuals; for it is impossible that this should be so, as has been shown. From what has been said above, then, it follows "that animal-in-itself," i.e., the universal substance animal, is each of these things "which are contained in animals," i.e., which are contained among the species of animal.
1604. Again from what (667).
Here he gives the fourth absurdity. He says that there also seems to be a difficulty about the parts of which this thing, man, is composed; and how it is derived from "animal-in-itself," namely, the universal animal; or "how is it possible that the animal which is a substance should exist apart from animal-in-itself," i.e., how is it possible for man to be something apart from animal as a substance existing by itself and for it still to be true that animal is this very thing which is man? For these two views seem to be opposed, namely, that man exists apart from animal, and that animal is this very thing which is man.
1605. Again, these are (668).
Then he rejects the foregoing position by comparing genera to singular things. He says that the same absurd conclusions which face those who claim that genera and universals are the substances of species, also face those who hold genera to be the substances of singular sensible things (and there are even more absurd conclusions than these). And their claim is absurd inasmuch as the nature of a genus is more removed from sensible, material singulars than from intelligible and immaterial species. Hence, if it is impossible that this should be the case, it is clear that there is no Idea of these sensible things, as the Platonists said.